Troviq Private Markets Group Ltd and its subsidiaries, including Troviq Investment Management B.V., (collectively
“Troviq”) makes the following disclosures in accordance with articles 3 (1), 4 (1) (b), 5 (1) and 10 (1) of the
Disclosure Regulation.
Article 3 SFDR: Transparency of sustainability risk policies
A ‘sustainability risk’ within the meaning of Article 2 (22) of SFDR is an environmental, social or governance
(ESG) event or condition that, if it occurs, could cause an actual or a potential material negative impact on the
value of the investment. For Troviq, sustainability risks are risks which, if they were to crystallise, would cause
a material negative impact on the value of the portfolio of investments.
Prior to any investment, Troviq conducts due diligence. Part of the due diligence includes assessing the risks
attached to a potential investment opportunity. Troviq mainly invests in Private Markets funds. For these
funds, Troviq is not the manager of the fund and as such does not have discretion over the investment
companies that form part of these funds. Therefore, the assessment of sustainability risks takes place within
our due diligence on fund managers.
Troviq assesses whether fund managers take sustainability factors into account in their investment approach.
These considerations are aimed at the fund’s exposure to ESG risks that could have an adverse effect on the
investment and are assessed as appropriate in Troviq’s investment memorandum and reviewed by Troviq’s
Investment Committee.
Article 4 SFDR: Transparency of adverse sustainability impacts at entity level
In accordance with Article 4 (1) sub b of the Disclosure Regulation, Troviq does not consider principal adverse
impacts of investment decisions on sustainability factors as set forth in Article 4 sub 1 (a) of the Disclosure
Regulation and therefore does not make the disclosures as described in Article 4 sub 1 (a) of the Disclosure
Regulation. Given the size of Troviq as an organisation, such disclosure as set forth in Article 4 sub 1 (a) of
the Disclosure Regulation and the administrative burden in connection therewith would not be proportional.
Furthermore, given that Troviq invests primarily in Private Markets funds whose portfolios ultimately hold the
investment companies, Troviq would have no access to such portfolio company due to its role as intermediary
in the investment process.
Article 5 SFDR: Transparency of remuneration policies in relation to the integration of
sustainability risks
Troviq pays staff a combination of fixed remuneration (salary and benefits) and variable remuneration
(including discretionary bonuses). Variable remuneration for relevant staff takes into account compliance with
all policies and procedures, including those relating to the impact of sustainability risks on the investment
decision making process.
Article 10 SFDR: Transparency of the promotion of environmental or social characteristics
and of sustainable investments on websites
Troviq does not manage a fund that promotes environmental and/or social characteristics or a combination
of those characteristics pursuant to Article 8 and/or Article 9 of the SFDR nor has sustainable investment as
its objective.
Troviq UK Ltd.
7-9 Henrietta Street
London
WC2E 8PS
Troviq Investment Management B.V.
Gustav Mahlerplein 109-115
Unit 25-09/10
1082 MS Amsterdam
This document is meant only to provide a broad overview of the capabilities of the companies within Troviq Private Markets Group Limited’s group
(collectively, or as necessary the relevant subsidiary operating company individually and as disclosed below, “Troviq” or “Troviq Private Markets”) for
discussion purposes.
All information provided here is subject to change. This document is for informational purposes only and does not constitute an offer to sell, a
solicitation to buy, or a recommendation for any security, or as an offer to provide advisory or other services by Troviq in any jurisdiction. The
information contained in this document should not be construed as financial or investment advice on any subject matter. Troviq expressly disclaims
all liability in respect to actions taken based on any or all of the information in this document.
This document is confidential and solely for the use of the existing and potential clients and counterparties of Troviq to whom it has been delivered,
where permitted by applicable law and regulation. By accepting delivery of this presentation, each recipient undertakes not to reproduce or distribute
this presentation in whole or in part, nor to disclose any of its contents (except to its professional advisers), without the prior written consent of Troviq.
While some information used in the presentation has been obtained from various published and unpublished sources considered to be reliable,
Troviq does not guarantee its accuracy or completeness and accepts no liability for any direct or consequential losses arising from its use. Thus, all
such information is subject to independent verification by prospective investors.
The presentation is being made based on the understanding that each recipient has sufficient knowledge and experience to evaluate the merits
and risks of investing in private equity products. All expressions of opinion are intended solely as general market commentary and do not constitute
investment advice or a guarantee of returns. All expressions of opinion are as of the date of this document, and are subject to change without notice.
Prospective investors should inform themselves and take appropriate advice as to any applicable legal requirements and any applicable taxation
and exchange control regulations in the countries of their citizenship, residence or domicile which might be relevant to the subscription, purchase,
holding, exchange, redemption or disposal of any investments. Each prospective investor is urged to discuss any prospective investment with its
legal, tax and regulatory advisers in order to make an independent determination of the suitability and consequences of such an investment.
Should you make an investment your capital is at risk. The value of your investment may go up as well as down. You may lose all your invested capital.
Investments made through Troviq are not covered by the UK Financial Services Compensation Scheme (“FSCS”) or equivalent schemes in other
jurisdictions. Investing in Private Markets involves risks, including loss of capital (as outlined above), illiquidity, absence of control, lack of dividends
and dilution, and should be done only as part of a diversified portfolio. Investments should only be made by investors who understand these risks and
if in doubt should consult a fully qualified independent financial advisor. Tax treatment depends on individual circumstances and is subject to change
in future. Past performance is not a reliable indicator of future results. Target returns are not guaranteed and actual returns may vary significantly from
target returns. Troviq does not give advice or make investment recommendations to you. No communications made by Troviq should be construed
as such.
Troviq Private Markets Group Ltd wholly owns a number of companies: in the UK (Troviq UK Ltd.); in the Netherlands (Troviq Investment Management
B.V.). Troviq Private Markets Group Ltd is registered in England with registered company number 13859328 and its registered office is at Troviq Private
Markets Group Ltd, 7-9 Henrietta Street, London, WC2E 8PS.
In the UK, Troviq services are provided by Troviq UK Ltd. which is an Appointed Representative (FRN: 816214 ) of Met Facilities LLP which is authorised
and regulated by the UK Financial Conduct Authority (FRN: 587084). Troviq UK Ltd. is registered in England with registered company number
11276896 and registered office at Troviq UK Ltd., 47-9 Henrietta Street, London, WC2E 8PS. In the Netherlands, Troviq services are provided by Troviq
Investment Management B.V. which is registered in the Netherlands with the Dutch Authority for Financial Markets as an exempt AIFMD manager and
has its registered office at Gustav Mahlerplein 109-115, Unit 25-09/10, 1082 MS, Amsterdam.
© 2024 Troviq UK Limited. All rights reserved.
